Skip to main content
 

Our Securities News

Below are some of our news stories regarding Business & Securities Litigation. To learn more about securities litigation, click Securities.

 

Investors who were sold the Watermark Lodging Trust REIT have suffered dramatic losses. Shares were originally sold to investors at $10 a share. In November 2020 the company declared its net asset…

The FS Energy & Power Fund was a speculative and high risk investment which was structured as a Business Development Company. Typically Business Development Companies (BDCs) are not registered…

GPB Capital has been accused of running a Ponzi-like scheme that defrauded thousands of investors across the country. As many as 17,000 investors have been affected according to the SEC. The…

Investors in ATEL 15, ATEL 16, and ATEL 17 may have suffered losses of 50% or more of their investment principal based on secondary market trading data. ATEL 15, ATEL 16, and ATEL 17 were risky…

Mark Allen Barrand, a broker and investment adviser currently employed by Ameriprise Financial Services, is the subject of multiple customer disputes, according to a…

Michael Calvin is a registered FINRA-regulated broker with 19 years of experience between seven firms. Mr. Calvin has previously been registered with:

  1. UBS Financial Services Inc.…

Dain Farrell Stokes is a previously registered broker and investment advisor who worked for four different firms before being barred by both FINRA and the SEC. According to FINRA’S BrokerCheck,…

Marcus E. Boggs is a previously registered broker and investment advisor who worked for Merrill Lynch for 12 years before being discharged after allegations in 2018. Mr. Boggs has 13 different…

Subscribe to Securities News
Customize This