The Law of Securities & Investment Fraud and Misconduct
You work hard for your money, and when you trust an investment firm to grow your nest egg, you expect to receive truthful, professional, and accurate information about your investments and sound investment advice that suits your particular needs. At Levin, Papantonio we are dedicated to helping the victims of securities fraud, broker misconduct, and unsuitable recommendations recover their losses and get the justice they deserve.
Sometimes unscrupulous stockbrokers and investment advisors take advantage of your trust and you can find yourself facing the loss of your life savings because of the dishonesty of others. Whether your loss is due to unsuitable investment advice, conflicts of interest, or investment fraud, what you know is that your retirement income is gone.
Investment fraud and broker misconduct can take many forms. Our experienced investment fraud attorneys, CPAs and MBAs can analyze your portfolio for free to determine if misconduct caused you to suffer substantial losses. Many investment and brokerage firms and their financial advisors fail to act in accord with your interests. Their misconduct often includes:
- Bond Fraud and Misconduct
- Breach of Fiduciary Duty
- Churning and Excessive Trading
- Failure to Supervise
- Investment Fraud and Misconduct
- Margin Trading
- Misrepresentations or Omissions
- Overconcentration of Assets
- Preferred Securities Issues
- REIT Issues
- Selling Away
- Unauthorized Trading
- UBS Puerto Rico Bond Fraud
- Variable Annuity Issues
Levin, Papantonio is recognized as one of the preeminent U.S. law firms. Based on law firm verdicts and settlements exceeding $3 billion, our securities lawyers are committed to seeking justice for the victims of investment fraud and misconduct. Led by attorney Peter Mougey, the past President of the national securities bar, PIABA, our Securities and Business Tort Department has represented more than 1,500 investment fraud victims across the country in state and federal court and securities industry arbitration.
To contact us for a free confidential consult, you can call us at (850) 435-7000 (Pensacola) or (800) 277-1193 (toll free). You also can request a free private and confidential evaluation by clicking Securities Misconduct & Fraud Evaluation Form, and your inquiry will be immediately reviewed by one of our attorneys who handles your specific type case.